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Sebeta Kalpee

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Burlington, MACRD #5113753Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
41 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 41 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIndianaIowaKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMissouriNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/13/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 4/25/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/22/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/17/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
4/14/2016Burlington, MA
HORNOR, TOWNSEND & KENT, INC.
8/26/20112/27/2014Burlington, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/1/20109/16/2010Waltham, MA
AXA ADVISORS, LLC
10/24/20085/12/2009Houston, TX
CITISTREET ADVISORS LLC
4/18/20066/10/2006Quincy, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sebeta Kalpee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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