Timothy Joseph Haas
Investment Adviser Representative at Prosperity Capital Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy Joseph Haas is an investment adviser representative with Prosperity Capital Advisors in Sandy Hook, CT, where they have been registered since 2023. They have worked in the securities industry since 2004 and have been registered with 5 firms, including Lifepro Asset Management and Integrated Wealth Concepts LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.
Registrations & licenses
- Investment adviser:
- Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equity Services, Inc.Apr 2013 – Jan 2017Montpelier, VT
- National Planning CorporationFeb 2017 – Feb 2017Sandy Hook, CT
- LPL Financial LLCApr 2017 – Jun 2019Danbury, CT
- THE HAAS Agency, Inc. DBA HAAS InsuranceMar 2011 – no end date reportedSandy Hook, CT
- Waypoint Financial Planning, Inc. (d.b.a. for advisory business)Mar 2011 – no end date reportedSandy Hook, CT
- Integrated Wealth Concepts LLCApr 2018 – Jul 2019Danbury, CT
- LifePro Asset Management, LLCJun 2019 – Mar 2023San Diego, CA
- C2P Capital Advisory Group, LLC dba Prosperity Capital AdvisorsMar 2023 – no end date reportedWestlake, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prosperity Capital Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000 (waivable)
- $0 - $499,9990.50%
- $500,000 - $999,9990.40%
- $1,000,000 - $1,999,9990.30%
- $2,000,000 - $4,999,9990.25%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 105
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Westlake, OH
- SEC file number:
- 801-72187
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 23, 2026
View full firm profileOther advisors at Prosperity Capital Advisors
Showing 12 of 105 in the directory
Similar advisors in Sandy Hook, CT
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Joseph Haas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched