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Shane Martin

Investment Adviser Representative at Empower Advisory Group, LLC

Coatesville, PACRD #7065996Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Shane Martin is an investment adviser representative with Empower Advisory Group, LLC in Coatesville, PA, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Thrivent Investment Management Inc. and Transamerica Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania
Broker:
45 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/3/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/2019
Series 7
General Securities Representative Examination
Passed 9/1/2020
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/15/2019
SIE
Securities Industry Essentials Examination
Passed 3/22/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Financial Services, Inc.Current
2/21/2024 – Coatesville, PA
Empower Advisory Group, LLCCurrent
2/21/2024 – Coatesville, PA
Thrivent Investment Management Inc.
8/16/2023 – 1/30/2024Coatesville, PA
Transamerica Financial Advisors, Inc
1/27/2023 – 5/12/2023Camp Hill, PA
Grove Point Investments, LLC
5/15/2019 – 11/22/2022York, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Qvc
    Sep 2013 – Nov 2016West Chester, PA
  2. Extended Travel
    Sep 2018 – Dec 2018Moss, PA
  3. Unemployed
    Apr 2018 – Aug 2018York, PA
  4. Transamerica Financial Advisors, Inc
    Jan 2023 – Mar 2023Camp Hill, PA
  5. Human Services Inc
    Dec 2016 – Mar 2018Downingtown, PA
  6. Grove Point Investments Llc
    Apr 2019 – Nov 2022Rockville, MD
  7. Joseph R. Martin Financial Services
    Jan 2019 – Nov 2022York, PA
  8. Lyft
    Oct 2021 – Sep 2023East York, PA
  9. Rock Lititz
    Jun 2022 – Sep 2023Lititz, PA
  10. Transamerica Agency Network
    Nov 2022 – Mar 2023Baltimore, MD
  11. United Financial Service
    Nov 2022 – Mar 2023Baltimore, MD
  12. Thrivent Investment Management Inc.
    Aug 2023 – Jan 2024Coatesville, PA
  13. Thrivent Financial
    Sep 2023 – Jan 2024Appleton, WI
  14. Empower Financial Services, Inc
    Feb 2024 – no end date reportedGreenwood Village, CO
  15. Empower Advisory Group, LLC
    Feb 2024 – no end date reportedGreenwwod Village, CO

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shane Martin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Shane Martin (Empower Financial Services) - Advisor Profile