Simon Gareth Baker Jr
Investment Adviser Representative at BAKERAVENUE
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Simon Gareth Baker has worked in the securities industry since 1997. They have passed the Series 66, 63, 31, and 7 examinations. They are registered to provide investment advisory services in California and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 up to $2,500,000 | 0.95% |
| Next $2,500,000 up to $5,000,000 | 0.90% |
| Next $5,000,000 up to $10,000,000 | 0.80% |
| Next $15,000,000 up to $25,000,000 | 0.70% |
| Above $25,000,000 | — |
Firm-stated minimum; may be waived at the firm's discretion.
Bakeravenue Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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