Spencer Christian Smith
Investment Adviser Representative at ASB CAPITAL MANAGEMENT LLC
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Balanced and Equity - up to $10M | 1.00% |
| Fixed Income - up to $10M | 0.75% |
| ASB Allegiance Real Estate Fund - first $15M | 1.00% |
| ASB Allegiance Real Estate Fund - next $60M | 0.90% |
| ASB Allegiance Real Estate Fund - over $75M | 0.75% |
| ASB Labor Equity Index Fund / IBEW-NECA Equity Index Fund | 0.01% |
| Focused Core Fixed Income Fund | 0.20% |
ASB Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Spencer Christian Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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