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Craig Andrew Pernick

Investment Adviser Representative at ASB CAPITAL MANAGEMENT LLC

Bethesda, MDCRD #1110109Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
8 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Craig Andrew Pernick has worked in the securities industry since 1999. They have passed the Series 65, 63, 53, 24, and 7 examinations. They are registered to provide investment advisory services in California, District of Columbia, Maryland, Massachusetts, New York, South Carolina, Texas, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaDistrict of ColumbiaMarylandMassachusettsNew YorkSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/9/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 6/8/1983
Series 7
General Securities Representative Examination
Passed 8/20/1983
Series 53
Municipal Securities Principal Examination
Passed 9/22/1995
Series 24
General Securities Principal Examination
Passed 11/22/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Balanced and Equity - up to $10M1.00%
Fixed Income - up to $10M0.75%
ASB Allegiance Real Estate Fund - first $15M1.00%
ASB Allegiance Real Estate Fund - next $60M0.90%
ASB Allegiance Real Estate Fund - over $75M0.75%
ASB Labor Equity Index Fund / IBEW-NECA Equity Index Fund0.01%
Focused Core Fixed Income Fund0.20%
Source

ASB Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASB CAPITAL MANAGEMENT LLCCurrent
3/23/2010Bethesda, MD
CHEVY CHASE TRUST COMPANYCurrent
11/22/2005Bethesda, MD
ASSET MANAGEMENT INC
4/29/199911/22/2005Chevy Chase, MD

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig Andrew Pernick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Craig Andrew Pernick - Financial Advisor in Bethesda, MD | AdvisorFinder