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Stanley James Crouch

Investment Adviser Representative at AEGIS CAPITAL CORP.

Westport, CTCRD #1259928Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
13 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaConnecticutFloridaMassachusettsNew JerseyNew YorkOhioPennsylvaniaPuerto RicoRhode IslandTexasWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/4/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 6/1/1984
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/14/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
8/3/2011Westport, CT
HERBERT J. SIMS & CO. INC.
7/23/19998/1/2011Fairfield, CT
THE GMS GROUP, L.L.C.
1/19/19907/27/1999East Hanover, NJ
MABON, NUGENT & CO.
11/6/19891/27/1990
HERBERT J. SIMS & CO. INC.
6/28/198411/13/1989Fairfield, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stanley James Crouch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stanley James Crouch - Financial Advisor in Westport, CT | AdvisorFinder