AC
AEGIS CAPITAL CORP.
SEC RegisteredAegis. Putting People First.
NEW YORK, NYhttps://aegiscapcorp.com212-813-1010
Assets Under Management
$1B–$5B
Year Founded
1984
Employees
260
Office Locations
21 offices
Total Accounts
4218
About the firm
Aegis Capital has been providing financial services for individuals and institutions since 1984. The firm's heritage is deeply rooted in its pioneering spirit, helping clients find innovative solutions for preserving wealth and maximizing growth. Aegis Capital Corp. has over 400 financial professionals and has processed over $50 billion in capital markets transactions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingState/Municipal
Areas of expertise
Wealth ManagementInvestment BankingEquity ResearchInstitutional TradingRetirement PlanningPrivate EquityFixed IncomeInsuranceAlternative InvestmentsSpecial Purpose VehiclesStructured Products+6 more
Services
Wealth management, investment banking, equity research, institutional sales and trading, retirement planning, private equity, fixed income, insurance, alternative products, special purpose vehicles, and structured products. Individual investor services include portfolio management, advisory/managed accounts, estate planning, education planning, and a range of financial products. Corporate and institutional services include capital markets, financial facilitation, and financial advisory services covering mergers and acquisitions, divestitures, restructurings, and various public and private offerings.
retirement_planningestate_planninginsurancecollege_planningwealth_management
Private funds / alternatives
Private Equity
Who they serve
Individuals and institutions, including retail investors, high net worth individuals, accredited investors, small business owners and executives, corporations, and institutional investors.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,914 | $1.1B |
| High Net Worth Individuals | 1,116 | $439M |
| Pension/Profit Sharing Plans | 32 | $219M |
0 total clients reported on Form ADV.
Leadership
Robert Jay Eide
CEO, SECRETARY, CLO, DIRECTOR
Robert Jay Eide
SHAREHOLDER
George Gregory Kott
CHIEF OPERATING OFFICER
Samuel Anthony Iii Guidetti
CHIEF COMPLIANCE OFFICER
Office locations
21 offices in 9 states
NY
NEW YORKHQ
FL
BOCA RATON
NY
MELVILLE
NJ
ORADELL
FL
TAMPA
NY
BRONXVILLE
CT
WESTPORT
FL
MIAMI
FL
BOCA RATON
NJ
EGG HARBOR TWP
FL
CORAL GABLES
FL
SARASOTA
OR
PORTLAND
NJ
RED BANK
NJ
ROCHELLE PARK
ME
TIMONIUM
TN
BRENTWOOD
IL
NORTHBROOK
CA
ROLLING HILLS ESTATES
NY
ROCHESTER
CA
PALO ALTO
Advisors at this firm
Showing 100 of 101
Karsten Stephen Appel
Investment Adviser Representative
Brendan James Bogart
Investment Adviser Representative
Norman Fuller Barrett
Investment Adviser Representative
James Robert Brennan
Investment Adviser Representative
Andrew Michael Brookman
Investment Adviser Representative
Michael Wayne Burton
Investment Adviser Representative
Steven Cronin Castrello
Investment Adviser Representative
Stanley James Crouch
Investment Adviser Representative
Reilly Austin Carlton
Investment Adviser Representative
William Jeffrey Carlton
Investment Adviser Representative
Colin Patrick Carter
Investment Adviser Representative
Daniel Lawrence Caso
Investment Adviser Representative
Guy Gregory Clemente
Investment Adviser Representative
Hector Crespo
Investment Adviser Representative
Eric William Davidson
Investment Adviser Representative
Glen Steven Davis
Investment Adviser Representative
James Dessjuk
Investment Adviser Representative
Gregory John Dupee
Investment Adviser Representative
Daniel Anthony Delrosso
Investment Adviser Representative
Dylan Aaron Dubinsky
Investment Adviser Representative
Ghazaleh Kayvan Ebrahimi
Investment Adviser Representative
Mark Hutchins Egener
Investment Adviser Representative
Robert Jay Eide
Investment Adviser Representative
Phillip G Farmer
Investment Adviser Representative
Joshua Lawrence Feldman
Investment Adviser Representative
Michael Robert Finnie
Investment Adviser Representative
Felix Rafael Fuertes
Investment Adviser Representative
David Philip Gershoni
Investment Adviser Representative
Matthew Steven Gaer
Investment Adviser Representative
Andrew George Gergatsoulis
Investment Adviser Representative
Glenn Douglas Glazer
Investment Adviser Representative
Barry Alan Goldstein
Investment Adviser Representative
Barney Greengrass
Investment Adviser Representative
Ranjeet Guptara
Investment Adviser Representative
Thomas Baker Hayn
Investment Adviser Representative
Patrick Haggerty
Investment Adviser Representative
Jeffery Harold Hattaway
Investment Adviser Representative
Robert Anders Herje
Investment Adviser Representative
Christopher J Hilla
Investment Adviser Representative
Zubin Hodiwalla
Investment Adviser Representative
James Anthony Iannazzo
Investment Adviser Representative
Jane Elizabeth Ircha
Investment Adviser Representative
Steven D Ircha
Investment Adviser Representative
Maxito Pierre Isenhower
Investment Adviser Representative
Edward James Jeffery
Investment Adviser Representative
Michael Francis Jennetta Sr
Investment Adviser Representative
Mark Katz
Investment Adviser Representative
Matthew Joseph Kelly
Investment Adviser Representative
Michael Kissi
Investment Adviser Representative
Gilbert Anthony Kuta
Investment Adviser Representative
Rocco J. Lafaro
Investment Adviser Representative
Marc Alan Liberman
Investment Adviser Representative
Henry J Liu
Investment Adviser Representative
Adam Douglas Lorraine
Investment Adviser Representative
Joseph Paul McErlean
Investment Adviser Representative
Paul Richard Meyer
Investment Adviser Representative
Matthew Roger Miller
Investment Adviser Representative
Matthew Bradley Mitchell
Investment Adviser Representative
Charles Frederick Marques
Investment Adviser Representative
Cameron Akalib McKee
Investment Adviser Representative
Francis J McKenna
Investment Adviser Representative
William Randall Moening
Investment Adviser Representative
Jilena Yuen-Han Mok
Investment Adviser Representative
Lawrence Joseph Najvar
Investment Adviser Representative
Zachary Kahn Nedell
Investment Adviser Representative
Leslie Anthony Netter
Investment Adviser Representative
Jeffrey Nishijima
Investment Adviser Representative
William Lee Notrica
Investment Adviser Representative
Henry Manuel Nunez
Investment Adviser Representative
Mark Douglas Panfil
Investment Adviser Representative
Richard Frank Parnigoni
Investment Adviser Representative
David Perez
Investment Adviser Representative
Michelle Perres
Investment Adviser Representative
Joseph Peter Perricone
Investment Adviser Representative
Andrew Peters
Investment Adviser Representative
Scott Wayne Powell
Investment Adviser Representative
Andre Renzo
Investment Adviser Representative
Arturo Gabriel Rodriguez
Investment Adviser Representative
Arturo Jesus Rodriguez Diaz
Investment Adviser Representative
Manuel Jeremy Rose
Investment Adviser Representative
Dilnaman Singh Sachdeva
Investment Adviser Representative
Joshua Nathaniel Sanchez
Investment Adviser Representative
Michael Sandberg
Investment Adviser Representative
Rick John Sande
Investment Adviser Representative
Thaddeus James Sargent
Investment Adviser Representative
Asa Lee Savage
Investment Adviser Representative
Gerald Warren Seigel
Investment Adviser Representative
Clayton K Shum
Investment Adviser Representative
David Stewart Silberg
Investment Adviser Representative
Arshdeep Singh
Investment Adviser Representative
Danny Shiva Sookram
Investment Adviser Representative
Samuel Noah Tenzer
Investment Adviser Representative
Michael Nicholas Taglich
Investment Adviser Representative
Jeffrey Michael Thure
Investment Adviser Representative
Jose Eduardo Torres Martinez
Investment Adviser Representative
Nicholas E Trifiro
Investment Adviser Representative
Gurjot Singh Waraich
Investment Adviser Representative
Jonathan Charles Weiss
Investment Adviser Representative
Matthew Winthrop
Investment Adviser Representative
James Wright
Investment Adviser Representative
Regulatory & compliance
CRD number
#15007
SEC Number
801-71386
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly
| Asset tier | Annual rate |
|---|---|
| First $250,000 (client pays transaction costs) | 2.50% |
| Next $750,000 (client pays transaction costs) | 2.25% |
| Over $1,000,000 (client pays transaction costs) | 2.00% |
| First $250,000 (adviser pays transaction costs) | 3.00% |
| Next $750,000 (adviser pays transaction costs) | 2.75% |
| Over $1,000,000 (adviser pays transaction costs) | 2.50% |
Data as of February 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
aegiscapcorp.comPhone
212-813-1010Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AEGIS CAPITAL CORP. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.