Stephanie Arnold
Investment Adviser Representative at United Capital Financial Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephanie Arnold is an investment adviser representative with United Capital Financial Advisors in Playa Del Rey, CA, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Goldman Sachs AYCO Personal Financial Management. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- THE AYCO Company, L.p./mercer AlliedJun 2016 – Jan 2021Irvine, CA
- Goldman Sachs & Co. LLCJan 2021 – Jun 2023Irvine, CA
- Jpmorgan Chase BANK NAJun 2023 – Sep 2025Manhattan Beach, CA
- Jpmorgan Securities LLCJun 2023 – Sep 2025Manhattan Beach, CA
- United Capital Financial Advisors, LLCSep 2025 – no end date reportedIrving, TX
- Lion Street FinancialOct 2025 – no end date reportedAustin, TX
- Integrity Alliance, LLC.Nov 2025 – no end date reportedNewport Beach, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About United Capital Financial Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 168
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Irving, TX
- SEC file number:
- 801-64376
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 15, 2026
View full firm profileOther advisors at United Capital Financial Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephanie Arnold has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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