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Stephen Albert Brophy

Investment Adviser Representative at BROPHY WEALTH MANAGEMENT, LLC

BEDFORD, NHCRD #1490789Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
22 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaCaliforniaConnecticutDelawareFloridaGeorgiaIllinoisMaineMarylandMassachusettsNew HampshireNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandTennesseeTexasVermontVirginiaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/30/1986
Series 24
General Securities Principal Examination
Passed 7/3/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/19/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
On the first $500,0001.12%
On the next $500,0000.92%
On the next $1,000,0000.52%
On amounts thereafter0.32%
Source

BROPHY WEALTH Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

APW CAPITAL, INC.Current
10/16/2012BEDFORD, NH
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
4/23/198610/11/1994MINNEAPOLIS, MN
LINCOLN FINANCIAL SECURITIES CORPORATION
10/7/199410/17/2012BEDFORD, NH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Albert Brophy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Albert Brophy - Financial Advisor in BEDFORD, NH | AdvisorFinder