BROPHY WEALTH MANAGEMENT, LLC
SEC RegisteredBecause Wealth Doesn't Come With Instructions
About the firm
At Brophy Wealth Management, we help you turn financial questions into action plans. We meet you where you are, get clear on what matters most to you, and build a strategy that supports the life you want to live.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Tax mitigation, investment management, estate and legacy planning, risk and insurance strategies, education planning, retirement planning, social security optimization, long term care planning, and business retirement and exit planning.
Who they serve
Individuals preparing for retirement, business owners, empty nesters, young families, and those navigating major life changes such as inheritance or business sales.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 243 | $92M |
| High Net Worth Individuals | 148 | $440M |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| On the first $500,000 | 1.12% |
| On the next $500,000 | 0.92% |
| On the next $1,000,000 | 0.52% |
| On amounts thereafter | 0.32% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROPHY WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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