Stephen Guy Widner

Investment Adviser Representative at NAVY FEDERAL INVESTMENT SERVICES, LLC

San Diego, CACRD #1408199Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

35 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 3 states

CaliforniaVirginiaWashington

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 3/25/1986

Series 24

General Securities Principal Examination

Passed 8/2/1988

Series 52TO

Municipal Securities Representative Examination

Passed 10/31/2023

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/15/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
First $250,000	1.07%
Next $250,000	1.00%
Next $500,000	0.91%
Next $1M	0.82%
Over $2M	0.68%

Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NAVY FEDERAL INVESTMENT Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAVY FEDERAL INVESTMENT SERVICES, LLCCurrent

11/24/2020 – San Diego, CA

CUSO FINANCIAL SERVICES, L.P.

8/7/2000 – 7/10/2020SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

6/28/2007 – 7/10/2020SAN DIEGO, CA

FIRST EAGLE, INC.

6/12/1987 – 5/20/1989

ADVENT SECURITIES, INC.

5/30/1989 – 8/14/1989

LINSCO/PRIVATE LEDGER CORP.

5/22/1995 – 7/25/2000FORT MILL, SC

CADARET, GRANT & CO., INC.

2/5/2020 – 7/10/2020SYRACUSE, NY

NEXT FINANCIAL GROUP, INC.

2/5/2020 – 7/10/2020HOUSTON, TX

MALONE & ASSOCIATES, INC.

2/20/1986 – 5/15/1987

BOUCHER OEHMKE & QUINN

10/16/1989 – 1/18/1990

AMEV INVESTORS, INC.

1/7/1992 – 1/31/1992OAKDALE, MN

NEW DIMENSION FINANCIAL, INC.

1/12/1994 – 7/21/1994

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Guy Widner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.