Stephen Lee Enoch
Investment Adviser Representative at Integrity Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Lee Enoch is an investment adviser representative with Integrity Alliance, LLC in Nashville, TN, where they have been registered since 2025. They have worked in the securities industry since 1978 and have been registered with 10 firms, including LION Street Advisors, LLC and Securities America Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Tennessee.
Registrations & licenses
- Investment adviser:
- Tennessee
- Broker:
4 states and territories
Kentucky, South Carolina, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Highland Capital BrokerageJan 2012 – Dec 2021Birmingham, AL
- Investacorp, IncJan 2016 – Jul 2020Miami, FL
- Securities America, Inc.Jul 2020 – Dec 2021Birmingham, AL
- Securities America Advisors, Inc.Jul 2020 – Dec 2021Birmingham, AL
- Independent Insurance AgentDec 2021 – no end date reportedNashville, TN
- Private Client ServicesMay 2023 – Nov 2023Covington, KY
- Lion Street FinancialNov 2023 – no end date reportedNashville, TN
- Lion Street AdvisorsNov 2023 – no end date reportedNashville, TN
- Integrity Alliance, LLC.Nov 2025 – no end date reportedNashville, TN
- Integrity Alliance, LLC.Nov 2025 – no end date reportedNashville, TN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Integrity Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Select Program - First $1,000,000 (min)1.00%
- Select Program - First $1,000,000 (max)2.80%
- Select Program - Next $2,000,000 (min)1.00%
- Select Program - Next $2,000,000 (max)2.20%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 372
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Urbandale, IA
- SEC file number:
- 801-69742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Integrity Alliance, LLC
Showing 12 of 372 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Lee Enoch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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