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Steve Paul Apple

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Tucson, AZCRD #5306679Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
12 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
AlabamaArizonaCaliforniaColoradoFloridaNebraskaNorth CarolinaOhioOregonPennsylvaniaVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/22/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 7/9/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/17/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
5/26/2016Tucson, AZ
PROEQUITIES, INC.
8/16/20105/26/2016CARY, NC
UVEST FINANCIAL SERVICES GROUP, INC.
5/18/20074/24/2009CARY, NC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steve Paul Apple has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.