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Steven Arnold Heiman

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Wichita, KSCRD #2576848Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
8 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Arnold Heiman has worked in the securities industry since 1995. They are registered to provide investment advisory services in Alaska, California, Florida, Iowa, Kansas, Missouri, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
AlaskaCaliforniaFloridaIowaKansasMissouriOklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/24/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 2/8/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/20/1995
Series 7
General Securities Representative Examination
Passed 5/24/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/7/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
3/31/2025Wichita, KS
CALTON & ASSOCIATES, INC.Current
3/31/2025Wichita, KS
COOPER MALONE MCCLAIN, INC.
2/28/20034/11/2025Wichita, KS
MORGAN STANLEY
10/14/199912/9/2002Wichita, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Arnold Heiman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Arnold Heiman - Financial Advisor in Wichita, KS | AdvisorFinder