Steven Li Luan
Investment Adviser Representative at HIGH Falls Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Li Luan is an investment adviser representative with HIGH Falls Advisors, Inc. in Rochester, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in New York.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Webster Golf CourseApr 2018 – Jan 2020Webster, NY
- TargetSep 2018 – Dec 2018Webster, NY
- Webster Recreational CenterSep 2019 – Oct 2019Webster, NY
- Delta SonicJan 2020 – Jan 2023Webster, NY
- Wells Fargo AdvisorsJan 2023 – Apr 2023Rochester, NY
- JB HuntMay 2023 – Aug 2023Rochester, NY
- High Falls Advisors, Inc.Dec 2023 – Aug 2026Rochester, NY
- Webster Schoolsl/Brockport CollegeJan 2014 – May 2024Webster, NY
- Allworth Financial, L.P.Aug 2026 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HIGH Falls Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Rochester, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Li Luan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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