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Steven Marc Heinowitz

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Hoboken, NJCRD #5781894Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
7 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ColoradoConnecticutFloridaNew JerseyNew YorkOhioPennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/29/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/3/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
7/15/2025Hoboken, NJ
HEROLD ADVISORS, INC.
4/28/20238/12/2025Staten Island, NY
QUINT CAPITAL MANAGEMENT
1/18/20225/1/2023New York, NY
WELLINGTON SHIELDS & CO., LLC
9/4/20191/19/2022New York, NY
CITIGROUP GLOBAL MARKETS INC.
12/1/20149/12/2019New York, NY
RBC CAPITAL MARKETS, LLC
1/30/201312/9/2014Paramus, NJ
MORGAN STANLEY
7/2/20102/14/2013Paramus, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Marc Heinowitz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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