Steven Richard McGowan
Investment Adviser Representative at Rothschild Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Richard McGowan is an investment adviser representative with Rothschild Wealth LLC in Oakbrook, IL, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 4 firms, including Wealth Enhancement Advisory Services, LLC and CLA Financial Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
1 state or territory
Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CLA Financial Advisors, LLCAug 2015 – Mar 2017Northbrook, IL
- Wealth Enhancement GroupMar 2017 – Jul 2025Plymouth, MN
- Wealth Enhancement Advisory ServicesMar 2017 – Jul 2025Plymouth, MN
- LPL Financial LLCNov 2018 – Jun 2025Northbrook, IL
- Wealth Enhancement Brokerage ServicesDec 2018 – Jul 2025Plymouth, MN
- Rothschild Wealth, LLCSep 2025 – no end date reportedOak Brook, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Rothschild Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Firm account minimum
- $100,000 (waivable)
- Estimated blended rate
- 0.0125
- $0–$250,0001.25%
- $250,001–$1,000,0001.15%
- $1,000,001–$3,000,0001.05%
- $3,000,001–$5,000,0000.95%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Oakbrook, IL
- SEC file number:
- 801-74818
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 16, 2026
View full firm profileOther advisors at Rothschild Wealth LLC
Showing 12 of 27 in the directory
Similar advisors in Oakbrook, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Richard McGowan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched