AdFi
JS

Jonathan Samuel Kruger

Investment Adviser Representative at ROTHSCHILD INVESTMENT

Oakbrook, ILCRD #1356947Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jonathan Samuel Kruger has worked in the securities industry since 1988. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/24/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/19/1985
Series 24
General Securities Principal Examination
Passed 8/1/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $3,000,0001.25%
Next $4,000,0001.00%
Next $8,000,0000.75%
Over $15,000,0000.50%
Source

Rothschild Investment Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROTHSCHILD WEALTH LLCCurrent
6/3/2019Oakbrook, IL
HALO SECURITIES, LLC
5/20/20198/1/2023Chicago, IL
PROEQUITIES, INC.
12/26/20173/13/2019Villa Park, IL
PACIFIC SELECT DISTRIBUTORS, LLC
12/17/20101/27/2017Aliso Viejo, CA
HARTFORD EQUITY SALES COMPANY INC.
5/10/201012/13/2010Hartford, CT
AXA DISTRIBUTORS, LLC
3/30/20056/4/2009Charlotte, NC
MONY SECURITIES CORPORATION
5/1/20024/8/2005New York, NY
SIGNATOR INVESTORS, INC.
1/7/20023/5/2002Boston, MA
JOHN HANCOCK FUNDS, INC.
10/24/20001/1/2002Boston, MA
MANEQUITY, INC.
2/17/19983/17/2000Boston, MA
NYLIFE SECURITIES INC.
7/3/19911/23/1998New York, NY
GUARDIAN INVESTOR SERVICES CORPORATION
4/9/19906/20/1991New York, NY
SHEEN FINANCIAL RESOURCES, INC.
2/26/19902/27/1990
MUTUAL SERVICE CORPORATION
3/31/19892/27/1990Boston, MA
LOWRY FINANCIAL SERVICES CORPORATION
5/13/19883/31/1989North Palm Beach, FL
KORN, WOMACK, STERN AND ASSOCIATES, INC.
2/5/19885/24/1988
GUARDIAN INVESTOR SERVICES CORPORATION
10/25/19852/18/1988

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ROTHSCHILD INVESTMENT

Showing 12 of 33 in the directory

View ROTHSCHILD INVESTMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jonathan Samuel Kruger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jonathan Samuel Kruger - Financial Advisor in Oakbrook, IL | AdvisorFinder