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Sue Ann Bunner

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Austin, TXCRD #1035976Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
8 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sue Ann Bunner has worked in the securities industry since 1983. They are registered to provide investment advisory services in Alabama, California, Colorado, New Mexico, New York, Oregon, Texas, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
AlabamaCaliforniaColoradoNew MexicoNew YorkOregonTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/19/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 4/27/1982
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 6/19/1985
Series 5
Interest Rate Options Examination
Passed 1/5/1983
Series 7
General Securities Representative Examination
Passed 3/20/1982
Series 4
Registered Options Principal Examination
Passed 11/21/2014
Series 24
General Securities Principal Examination
Passed 8/22/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/20/2002
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
9/2/2011Austin, TX
CALTON & ASSOCIATES, INC.Current
9/2/2011Austin, TX
CHOICE ADVISORY GROUP, INC.
9/20/20069/30/2011Austin, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sue Ann Bunner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sue Ann Bunner - Financial Advisor in Austin, TX | AdvisorFinder