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Susan E Thomas

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Missoula, MTCRD #7272957Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaFloridaIdahoKentuckyMontanaNew MexicoNew YorkNorth CarolinaOregonWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/8/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/2022
Series 7
General Securities Representative Examination
Passed 11/1/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/17/2021
SIE
Securities Industry Essentials Examination
Passed 9/27/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

Bankers LIFE Advisory Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE ADVISORY SERVICES, INC.Current
7/15/2024Missoula, MT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
12/17/20213/21/2023Missoula, MT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Susan E Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Susan E Thomas - Financial Advisor in Missoula, MT | AdvisorFinder