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Suzanne Marie Lockwoodfisher

Investment Adviser Representative at DHJJ FINANCIAL ADVISORS

St. Charles, ILCRD #2189281Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Suzanne Marie Lockwoodfisher has worked in the securities industry since 1994. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/30/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/17/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $250,0001.75%
$250,000 but less than $500,0001.50%
$500,000 but less than $1,000,0001.25%
$1,000,000 but less than $2,000,0001.00%
$2,000,000 but less than $5,000,0000.75%
$5,000,000 but less than $10,000,0000.65%
$10,000,000 or more0.50%
Source

DHJJ Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DHJJ FINANCIAL ADVISORSCurrent
7/15/2021St. Charles, IL
LPL FINANCIAL LLC
10/19/20182/24/2020St Charles, IL
CETERA ADVISOR NETWORKS LLC
10/20/200910/26/2018St Charles, IL
ING FINANCIAL ADVISERS, LLC
10/15/19932/17/2009Windsor, CT
AETNA LIFE INSURANCE AND ANNUITY COMPANY
9/21/199210/15/1993Hartford, CT
AETNA CAPITAL MANAGEMENT, INC.
12/19/199110/15/1993Hartford, CT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DHJJ FINANCIAL ADVISORS

6 other advisors in the directory

View DHJJ FINANCIAL ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Suzanne Marie Lockwoodfisher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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