DHJJ FINANCIAL ADVISORS
SEC RegisteredFrame Your Financial Future
About the firm
DHJJ Financial Advisors is an SEC registered investment adviser whose approach to financial planning integrates individual income tax planning with investment management to provide a holistic strategy for clients. Their investment advisors are CERTIFIED FINANCIAL PLANNER™ professionals and Certified Public Accountants, enabling them to overlap expertise in asset management, financial planning, and income tax law.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset management with custom investment portfolios, comprehensive financial planning, corporate 401(k) planning, income tax planning, estate planning guidance, insurance review, investment strategy, asset location analysis, Roth conversions, and multi-year tax planning.
Who they serve
Individuals and businesses seeking wealth management, financial planning, and corporate 401(k) planning solutions.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 183 | $43M |
| High Net Worth Individuals | 216 | $544M |
| Charitable Organizations | 32 | $34M |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Less than $250,000 | 1.75% |
| $250,000 but less than $500,000 | 1.50% |
| $500,000 but less than $1,000,000 | 1.25% |
| $1,000,000 but less than $2,000,000 | 1.00% |
| $2,000,000 but less than $5,000,000 | 0.75% |
| $5,000,000 but less than $10,000,000 | 0.65% |
| $10,000,000 or more | 0.50% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DHJJ FINANCIAL ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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