Syed Jamal Mohsin
Investment Adviser Representative at Vanderbilt Advisory Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Syed Jamal Mohsin is an investment adviser representative with Vanderbilt Advisory Services in Woodbury, NY, where they have been registered since 2016. They have worked in the securities industry since 1984 and have been registered with 7 firms, including Nylife Securities Inc. and Prudential Securities Incorporated. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 29
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
4 states and territories
Arizona, Florida, New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Vanderbilt SecuritiesAug 2003 – no end date reportedMelville, NY
- PFG Investments, LLCAug 2003 – no end date reportedMelville, NY
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanderbilt Advisory Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 - $100,0002.50%
- $100,001 - $250,0002.25%
- $250,001 - $500,0002.00%
- $500,001 - $1,000,0001.75%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset advisory and investment strategies, including personalized financial advice, retirement planning, and account setup for clients and their families
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 163
- Offices listed on AdvisorFinder:
- 43
- Main office:
- Woodbury, NY
- SEC file number:
- 801-77166
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 27, 2026
View full firm profileOther advisors at Vanderbilt Advisory Services
Showing 12 of 163 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Syed Jamal Mohsin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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