Thomas Cattolico
Investment Adviser Representative at Raymond James Investment Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Cattolico is an investment adviser representative with Raymond James Investment Management in St Petersburg, FL, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Commonwealth Financial Network. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
1 state or territory
Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- VAM Partners - Foundations Financial - MCKC LLCMar 2023 – May 2023Doylestown, PA
- Securian Financial Services IncMar 2023 – May 2023St Paul, MN
- VAM Partners - Foundations Financial - MCKC LLCJan 2023 – Mar 2023Doylestown, PA
- Oak & Stone Capital AdvisorsJun 2022 – Aug 2022Newtown, PA
- West Chester UniversityAug 2018 – May 2020West Chester, PA
- Florida State UniversityAug 2020 – Dec 2022Tallahassee, FL
- Archbishop Wood High SchoolDec 2015 – Aug 2018Warminster, PA
- Jaguar Range Rover Main LineSep 2019 – Dec 2019Wayne, PA
- Commonwealth Financial NetworkMay 2023 – May 2024Waltham, MA
- Foundations Financial PartnersMay 2023 – May 2024Doylestown, PA
- Raymond James & Associates, Inc.Apr 2025 – no end date reportedSaint Petersburg, FL
- UnemployedJun 2024 – Mar 2025Richboro, PA
- Carillon Tower Advisers, Inc.Apr 2025 – no end date reportedSaint Petersburg, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Investment Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Raymond James Investment Management offers actively managed ETFs, investment solutions from affiliate boutique partners, and capabilities for investors seeking Environmental, Social, and Governance (ESG) and Socially Responsible strategies, delivered through separate accounts, commingled funds, and mutual funds.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 31
- Offices listed on AdvisorFinder:
- 3
- Main office:
- St Petersburg, FL
- SEC file number:
- 801-100356
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 26, 2026
View full firm profileOther advisors at Raymond James Investment Management
Showing 12 of 31 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Cattolico has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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