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Michael Schaefer

Financial Professional at Raymond James Investment Management

St Petersburg, FLCRD #7379746
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Schaefer is a financial professional associated with Raymond James Investment Management in St Petersburg, FL, where they have been associated since 2022. They have worked in the securities industry since 2021 and were previously registered with Prudential Financial Planning Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).

Office

780 Carillon Parkway
St Petersburg, FL 33716

Advisors at this office: 15

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 11/16/2021
Series 7
General Securities Representative Examination
Passed 8/2/2021
SIE
Securities Industry Essentials Examination
Passed 5/3/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James Investment ManagementCurrent
9/16/2022 – St Petersburg, FL
Prudential Financial Planning Services
1/13/2022 – 4/26/2022Tampa, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James Investment Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Raymond James Investment Management offers actively managed ETFs, investment solutions from affiliate boutique partners, and capabilities for investors seeking Environmental, Social, and Governance (ESG) and Socially Responsible strategies, delivered through separate accounts, commingled funds, and mutual funds.

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm areas of expertise
Active ManagementETFsESGSocially Responsible InvestingFixed IncomeEquity StrategiesAsset ManagementMacro InvestingInstitutional InvestingIndividual Investing

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled Vehicles

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
31
Offices listed on AdvisorFinder:
3
Main office:
St Petersburg, FL
SEC file number:
801-100356

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 26, 2026

View full firm profile

Other advisors at Raymond James Investment Management

Showing 12 of 31 in the directory

View Raymond James Investment Management firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Schaefer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Schaefer (Raymond James Investment Management)