Thomas Cefalu
Investment Adviser Representative at Downtown Wealth Studios, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Cefalu is an investment adviser representative with Downtown Wealth Studios, LLC in New York, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Arizona, California, Florida, Massachusetts, New Hampshire, and New York.
Registrations & licenses
- Investment adviser:
- Arizona, California, Florida, Massachusetts, New Hampshire, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Downtown Wealth Studios LLCDec 2024 – no end date reportedNew York, NY
- PaycomMar 2024 – Oct 2024New York, NY
- General AtlanticJan 2022 – Dec 2023New York, NY
- AlphaSightsJul 2021 – Jan 2022New York, NY
- RedBullOct 2018 – May 2021New York, NY
- New York UniversityAug 2017 – May 2021New York, NY
- Hired by Paycom 12/2023 - start delayed by company until 03/2024Dec 2023 – Mar 2024New York, NY
- Firebrand SaintsJun 2016 – Aug 2017Cambridge, MA
- Merrill LynchOct 2016 – May 2017Boston, MA
- Merrill LynchJun 2018 – Jul 2018Boston, MA
- En FuegoJun 2018 – Aug 2018Ipswich, MA
- En FuegoJun 2019 – Aug 2019Ipswich, MA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Downtown Wealth Studios, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Miami, FL
- SEC file number:
- 801-127415
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 11, 2026
View full firm profileOther advisors at Downtown Wealth Studios, LLC
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Cefalu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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