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Thomas Faircloth

Investment Adviser Representative at SILVER OAK SECURITIES, INC.

Greenville, SCCRD #1453724Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
AlabamaGeorgiaMissouriNorth CarolinaSouth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/22/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/15/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Silver OAK Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SILVER OAK SECURITIES, INC.Current
3/31/2023Greenville, SC
LINCOLN FINANCIAL SECURITIES CORPORATION
3/3/20103/31/2023Greenville, SC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
1/2/200911/13/2009Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES
1/7/20021/2/2009Greenville, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Faircloth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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