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Kurt Elliot Erickson

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Duluth, MNCRD #4573212Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MinnesotaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/12/2004
Series 65
Uniform Investment Adviser Law Examination
Passed 2/11/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/2/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
12/12/2018Duluth, MN
INDEPENDENT ADVISOR ALLIANCE, LLC
12/7/201812/11/2018Charlotte, NC
MORGAN STANLEY
2/12/201312/11/2018Duluth, MN
LPL FINANCIAL LLC
12/6/201812/7/2018Fort Mill, SC
WELLS FARGO INVESTMENTS, LLC
7/13/200410/1/2007Duluth, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kurt Elliot Erickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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