Thomas John Garcia
Investment Adviser Representative at Allstate Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas John Garcia is an investment adviser representative with Allstate Financial Advisors, LLC in Poway, CA, where they have been registered since 2013. They have worked in the securities industry since 1987 and have been registered with 4 firms, including Aragon Financial Services, Inc. and Titan/value Equities Group, Inc. They have passed 4 industry qualification exams, including the Series 63 (state securities agent), Series 6 (investment company and variable products), and Series 26 (investment company and variable products principal). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
11 states and territories
Arizona, California, Colorado, Florida, Hawaii, Kansas, Nevada, New Mexico, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Allstate Insurance CoApr 2001 – no end date reportedNorthbrook, IL
- Allstate Financial Advisors LLCMar 2013 – no end date reportedLincoln, NE
- Allstate Financial Services LLCApr 2001 – no end date reportedLincoln, NE
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Allstate Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 332
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Lincoln, NE
- SEC file number:
- 801-68510
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 30, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas John Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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