AdFi
TJ

Thomas John Sullivan

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

Burlington, MACRD #870778Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
26 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
CaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisMaineMarylandMassachusettsNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaUtahVermontVirginiaWest VirginiaWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/6/1991
Series 62
Corporate Securities Limited Representative Examination
Passed 1/2/2023
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/19/1991
Series 1
Registered Representative Examination
Passed 8/25/1979
Series 24
General Securities Principal Examination
Passed 8/4/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
7/13/1992Burlington, MA
LINSCO/PRIVATE LEDGER CORP.
12/16/19897/3/1990Fort Mill, SC
LINSCO FINANCIAL GROUP, INC.
4/27/198812/16/1989
CARILLON INVESTMENTS, INC.
2/2/19889/19/1988
PENN MUTUAL EQUITY SERVICES, INC.
7/19/19832/12/1988
INTEGRATED RESOURCES EQUITY CORPORATION
8/31/19794/8/1982

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HORNOR, TOWNSEND & KENT, LLC

Showing 12 of 466 in the directory

View HORNOR, TOWNSEND & KENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas John Sullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas John Sullivan - Financial Advisor in Burlington, MA | AdvisorFinder