Thomas John Verderosa
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas John Verderosa is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Henderson, NV, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Ameriprise Financial Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Nevada and Texas.
Registrations & licenses
- Investment adviser:
- Nevada, Texas
- Broker:
9 states and territories
Arizona, California, Florida, Idaho, Illinois, Nevada, Oregon, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, LLCNov 2022 – Jun 2024Las Vegas, NV
- Palo Verde High SchoolJun 2014 – Jun 2018Las Vegas, NV
- University of Nevada RenoJun 2018 – Jun 2019Reno, NV
- 24 Hour FitnessJun 2019 – Aug 2019Las, NV
- University of Nevada RenoAug 2019 – Feb 2020Reno, NV
- Habit BurgerFeb 2020 – Jul 2020Reno, NV
- University of Nevada RenoMar 2020 – Aug 2020Reno, NV
- Dick Sporting GoodsAug 2020 – Nov 2020Reno, NV
- Richard P. Davies Esq. Law OfficeNov 2020 – May 2022Reno, NV
- University of Nevada RenoAug 2018 – May 2022Reno, NV
- Las Vegas Real Estate Training CenterFeb 2022 – Sep 2022Las Vegas, NV
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 – no end date reportedHenderson, NV
- Bank of America, N.A.Aug 2024 – no end date reportedHenderson, NV
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas John Verderosa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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