AdFi
TJ

Thomas Jude D'Auria

Investment Adviser Representative at TANDEM INVESTMENT PARTNERS, LLC

Bordentown, NJCRD #2835589Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Jude D'auria has worked in the securities industry since 2011. They are registered to provide investment advisory services in New Jersey.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 7
General Securities Representative Examination
Passed 1/24/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.00%
Next $3,000,0000.75%
Over $5,000,0010.50%
Account minimum: $400,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Tandem Investment Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TANDEM INVESTMENT PARTNERS, LLCCurrent
7/25/2014Bordentown, NJ
TANDEM WEALTH ADVISORS
6/14/20119/30/2014Phoenix, AZ

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TANDEM INVESTMENT PARTNERS, LLC

2 other advisors in the directory

View TANDEM INVESTMENT PARTNERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Jude D'Auria has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Jude D'Auria - Financial Advisor in Bordentown, NJ | AdvisorFinder