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Andrew George Gergatsoulis

Investment Adviser Representative at AEGIS CAPITAL CORP.

Bordentown, NJCRD #1912483Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
8 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew George Gergatsoulis has worked in the securities industry since 1989. They are registered to provide investment advisory services in California, Florida, Maryland, Nevada, New Jersey, New York, Pennsylvania, and Wyoming.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaFloridaMarylandNevadaNew JerseyNew YorkPennsylvaniaWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/22/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/1989
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/9/2009
Series 7
General Securities Representative Examination
Passed 7/15/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
12/13/2023Bordentown, NJ
AEGIS CAPITAL CORP.Current
12/6/2023Bordentown, NJ
AEGIS CAPITAL CORP.
12/6/202312/6/2023New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/18/201912/5/2023New York, NY
AEGIS CAPITAL CORP.
11/6/20135/23/2019New York, NY
PROSPERA FINANCIAL SERVICES, INC.
3/3/200811/5/2013Princeton, NJ
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
6/25/20023/3/2008Woodbridge, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew George Gergatsoulis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew George Gergatsoulis - Financial Advisor in Bordentown, NJ | AdvisorFinder