AdFi
TK

Thomas K Lyons

Investment Adviser Representative at HORIZON INVESTMENTS LLC

Charlotte, NCCRD #6806224Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/27/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 12/7/2017
Series 7
General Securities Representative Examination
Passed 10/7/2022
SIE
Securities Industry Essentials Examination
Passed 8/12/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Horizon Investments LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUASAR DISTRIBUTORS, LLCCurrent
10/7/2022Charlotte, NC
HORIZON INVESTMENTS LLCCurrent
6/6/2022Charlotte, NC
NOVEM GROUP
12/7/20176/22/2022Rochester, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HORIZON INVESTMENTS LLC

Showing 12 of 27 in the directory

View HORIZON INVESTMENTS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas K Lyons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas K Lyons - Financial Advisor in Charlotte, NC | AdvisorFinder