AdFi
HI

HORIZON INVESTMENTS LLC

SEC Registered

Fueling Advisor Growth

CHARLOTTE, NChttps://horizoninvestments.com704-544-2399
Assets Under Management
$5B–$25B
Employees
76
Office Locations
1 office
Total Accounts
1467

About the firm

Horizon is an investment advisory firm built around a goals-based philosophy, brought to life through the Gain Protect Spend® framework, designed around people and their financial objectives. Horizon offers technology, expertise, and investment solutions that fuel advisor growth and deepen client relationships.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPooled Vehicles

Areas of expertise

Goals-based InvestingSeparately Managed AccountsOutsourced CIOMutual FundsEtfsAdvisor TechnologyPractice ManagementInvestment Solutions

Services

Goals-Based Strategies (Gain, Protect, and Spend portfolios), Horizon Custom Portfolios (customizable separately managed accounts/SMAs), Horizon One Consulting (outsourced CIO/OCIO solution and practice management services), technology software for client investment guidance, and Horizon Funds (mutual funds and ETFs).

Who they serve

Financial advisors looking to transform their practices and focus on building meaningful relationships and helping clients reach their financial goals.

Client segmentClientsAssets managed
Individuals (Non-HNW)1,438$539M
Pension/Profit Sharing Plans2$32M
Insurance Companies1

10 total clients reported on Form ADV.

Leadership

Robert Joseph Cannon
CEO, ELECTED MANAGER
Matthew Scott Chambers
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NC
CHARLOTTEHQ

Advisors at this firm

27 advisors in the directory

Scott Michael Albright
Investment Adviser Representative
Dual-registered
Eric Anthony
Investment Adviser Representative
Investment Adviser Rep
Carlos Edward Barbosa
Investment Adviser Representative
Dual-registered
John Henry Bryant
Investment Adviser Representative
Dual-registered
Jason Circelli
Investment Adviser Representative
Dual-registered
Scott Charles Ferrette
Investment Adviser Representative
Dual-registered
Austin Michael Fitch
Investment Adviser Representative
Dual-registered
Casey R Robert Hazen
Investment Adviser Representative
Dual-registered
Emmett Houlihan
Investment Adviser Representative
Dual-registered
Benjamin Edward Johnson
Investment Adviser Representative
Investment Adviser Rep
Alket Kociaj
Investment Adviser Representative
Dual-registered
Scott Evan Ladner
Investment Adviser Representative
Dual-registered
Danielle Learned
Investment Adviser Representative
Dual-registered
Thomas K Lyons
Investment Adviser Representative
Dual-registered
Bradford Peter Murphy
Investment Adviser Representative
Dual-registered
Adam Richard Mattson
Investment Adviser Representative
Dual-registered
Jacob Pierce Morgan
Investment Adviser Representative
Dual-registered
Sean O'Brien
Investment Adviser Representative
Dual-registered
John Marc Pifer
Investment Adviser Representative
Dual-registered
Katelyn Danielle Price
Investment Adviser Representative
Dual-registered
Shawn Eric Rumsey
Investment Adviser Representative
Dual-registered
Robert Paul Shanahan
Investment Adviser Representative
Dual-registered
Jeffrey M Stirling
Investment Adviser Representative
Dual-registered
Jacob Lee Silverstein
Investment Adviser Representative
Dual-registered
Jason Cole Storjohann
Investment Adviser Representative
Dual-registered
Matthew Benjamin Terry
Investment Adviser Representative
Dual-registered
James N Wolfe
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#109552
SEC Number
801-57316
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $250,000 (waivable)

Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HORIZON INVESTMENTS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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HORIZON INVESTMENTS LLC in CHARLOTTE, NC | AdvisorFinder