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Thomas Louis Pusser

Investment Adviser Representative at CAPITAL CITIES INVESTMENTS

Richmond, VACRD #4687904Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaCaliforniaFloridaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/11/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/13/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/17/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/6/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $750,0001.25%
Over $1,000,0001.00%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Capital Cities Investments Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL CITIES INVESTMENTSCurrent
5/6/2005Richmond, VA
TRIAD ADVISORS LLC
3/31/200511/2/2023Richmond, VA
MUTUAL SERVICE CORPORATION
10/7/20034/1/2005Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Louis Pusser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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