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Thomas Marion Johnson III

Investment Adviser Representative at ADVOCACY WEALTH MANAGEMENT, LLC

Atlanta, GACRD #811554Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
GeorgiaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/3/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/1980
SIE
Securities Industry Essentials Examination
Passed 11/30/2015
Series 55
Limited Representative-Equity Trader Exam
Passed 4/11/2000
Series 5
Interest Rate Options Examination
Passed 12/12/1981
PC
AMEX Put and Call Exam
Passed 10/17/1977
Series 7
General Securities Representative Examination
Passed 8/16/1975
Series 53
Municipal Securities Principal Examination
Passed 9/6/2011
Series 24
General Securities Principal Examination
Passed 2/3/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
$500,000 to $3,000,0001.00%
Above $3,000,0000.00%
Source

Advocacy Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADVOCACY WEALTH MANAGEMENT, LLCCurrent
3/12/2012Atlanta, GA
CERTUS INVESTMENT ADVISORS, LLC
10/25/20119/24/2014Atlanta, GA
SAGE CAPITAL HOLDINGS, LLC
3/24/201111/13/2013Atlanta, GA
FIRST LEGACY SECURITIES, LLC
6/1/20094/15/2010Helena, AL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Marion Johnson III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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