ADVOCACY WEALTH MANAGEMENT, LLC
SEC RegisteredPlans Based On Your Needs
About the firm
Advocacy Wealth Management (AWM) is a registered investment advisory firm and a proud part of The Forge Companies. AWM creates financial plans based on individual client needs, with solutions tailored to each plan, covering investments, annuities, and trusts. In August 2024, AWM joined forces with Montag & Caldwell to provide premier financial services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment management, annuities, trust planning and services, fee deferral solutions, and structured settlement planning.
Who they serve
A diverse client base, including individuals, families, plaintiff attorneys, and their clients, including those with special needs or post-settlement financial situations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,009 | $492M |
| High Net Worth Individuals | 649 | $2.3B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $3.6M |
| State/Municipal Entities | 14 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
28 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.50% |
| $500,000 to $3,000,000 | 1.00% |
| Above $3,000,000 | 0.00% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Find an advisor that fits
Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADVOCACY WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.