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Thomas Patrick Flynn

Investment Adviser Representative at ALLSPRING FUNDS MANAGEMENT, LLC

Charlotte, NCCRD #2096411Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/3/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/10/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/18/1994
Series 24
General Securities Principal Examination
Passed 12/21/2001
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 6/10/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Allspring Funds Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLSPRING FUNDS MANAGEMENT, LLCCurrent
3/9/2023 – Charlotte, NC
ALLSPRING FUNDS DISTRIBUTOR, LLCCurrent
3/9/2023 – Monroe, NC
MORGAN STANLEY
10/12/2022 – 3/9/2023Charlotte, NC
ALLSPRING FUNDS MANAGEMENT, LLC
7/24/2019 – 9/30/2022Charlotte, NC
WELLS FARGO CLEARING SERVICES, LLC
2/9/2018 – 7/24/2019Charlotte, NC
LPL FINANCIAL LLC
5/19/2015 – 12/22/2017Fort Mill, SC
SAXONY CAPITAL MANAGEMENT, LLC
2/11/2015 – 5/26/2015St. Louis, MO

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View ALLSPRING FUNDS MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Patrick Flynn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.