Thomas T Hughes
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas T. Hughes is an investment adviser representative with Wells Fargo Advisors in Overland Park, KS, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Edward Jones and Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas, Missouri, and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kansas, Missouri, Texas
- Broker:
7 states and territories
California, Connecticut, Illinois, Kansas, Missouri, Montana, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BANK OF AmericaDec 2015 – Jun 2017Lawrence, KS
- COX Automotive VinsolutionsAug 2017 – Mar 2018Mission, KS
- Morgan StanleyJan 2018 – May 2018Kansas City, MO
- Spring Venture GroupJul 2018 – Mar 2019Kansas City, MO
- Lifetime FitnessMay 2019 – Jan 2020Overland Park, KS
- unemployedApr 2020 – Dec 2020shawnee, KS
- FedexDec 2020 – Jan 2021Overland Park, KS
- Morgan StanleyFeb 2021 – Jun 2024New York, NY
- Edward JonesJun 2024 – Jul 2025St Louis, MO
- AutotraderAug 2017 – Mar 2018Merriam, KS
- UnemployedMar 2018 – Jul 2018Lees Summit, MO
- UnemployedFeb 2021 – May 2021Lees Summit, MO
- AmazonFeb 2021 – Feb 2021Kansas City, KS
- SunlightenApr 2019 – Jun 2019Lenexa, KS
- Angi Home ServicesJan 2021 – Feb 2021Olathe, KS
- Wells Fargo Clearing Services, LLCNov 2025 – no end date reportedOverland Park, KS
- UPSSep 2025 – Nov 2025Lenexa, KS
- UnemployedAug 2025 – Sep 2025lees summit, MO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas T Hughes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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