AdFi
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Timothy Chan Ng

Investment Adviser Representative at FIDUCIENT ADVISORS LLC

Windsor, CTCRD #1009388Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/12/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 10/9/1981
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 82
Limited Representative-Private Securities Offerings
Passed 2/9/2018
Series 7
General Securities Representative Examination
Passed 9/19/1981
Series 24
General Securities Principal Examination
Passed 7/5/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Fiducient Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIDUCIENT ADVISORS LLCCurrent
2/12/2024 – Windsor, CT
ENCLAVE CAPITAL LLC
2/9/2018 – 8/21/2023Miami, FL
MALVINA CAPITAL MARKETS, LLC
12/1/1998 – 7/10/2003New York, NY
PRUDENTIAL SECURITIES INCORPORATED
10/12/1994 – 10/22/1997New York, NY
SMITH BARNEY INC.
7/23/1990 – 10/17/1994
SMITH BARNEY INC.
7/1/1985 – 10/17/1994New York, NY
OPPENHEIMER & CO., INC.
9/27/1988 – 8/7/1990New York, NY
TWENTY-FIRST SECURITIES CORPORATION
7/21/1984 – 6/12/1985
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
6/26/1984 – 7/10/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
7/7/1983 – 6/22/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/8/1982 – 6/30/1983
BACHE HALSEY STUART SHIELDS INCORPORATED
9/26/1981 – 7/14/1982

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View FIDUCIENT ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Chan Ng has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Timothy Chan Ng - Financial Advisor in Windsor, CT | AdvisorFinder