AdFi
BM

Brian M Michael Ahern

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Chicago, ILCRD #4392356Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
3 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian M. Michael Ahern has worked in the securities industry since 2001. They have passed the Series 66, 31, 10, 9, 7, and 6 examinations. They are registered to provide investment advisory services in Florida, Illinois, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaIllinoisTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/18/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/1/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/15/2006
Series 7
General Securities Representative Examination
Passed 6/4/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/11/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/17/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Vestgen Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
10/1/2025 – Chicago, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
9/17/2020 – 10/1/2025Downers Grove, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/22/2012 – 9/18/2020Oak Brook, IL
MORGAN STANLEY SMITH BARNEY LLC
6/1/2009 – 6/28/2012Chicago, IL
MORGAN STANLEY & CO. INCORPORATED
4/2/2007 – 6/1/2009Oak Brook, IL
MORGAN STANLEY
6/3/2005 – 4/2/2007Oak Brook, IL
RAYMOND JAMES FINANCIAL SERVICES
1/14/2002 – 6/7/2005Elmwood Park, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VESTGEN ADVISORS, LLC

Showing 12 of 58 in the directory

View VESTGEN ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian M Michael Ahern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Brian M Michael Ahern - Financial Advisor in Chicago, IL | AdvisorFinder