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Timothy Michael Halberg

Investment Adviser Representative at Federated Securities Corp.

Chesterfield, MOCRD #5318030Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Michael Halberg is an investment adviser representative in Chesterfield, MO, currently registered with 4 firms, including Federated Investment Counseling, Federated Global Investment Management Corp., and MDT Advisers, A Division of Federated MDTA LLC. They have worked in the securities industry since 2008 and have been registered with 6 firms, including VOYA Investment Management Co. LLC and Fidelity Personal and Workplace Advisors. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois, Massachusetts, New York, and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Massachusetts, New York, Pennsylvania
Broker:
5 states and territories

Illinois, Iowa, Kansas, Missouri, Nebraska

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/1/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 5/3/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/3/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/24/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Federated Securities Corp.Current
5/9/2023 – Chesterfield, MO
Federated Securities Corp.Current
5/9/2023 – Chesterfield, MO
Federated Investment CounselingCurrent
5/9/2023 – Chesterfield, MO
Federated Global Investment Management Corp.Current
5/9/2023 – Chesterfield, MO
MDT Advisers, A Division OF Federated MDTA LLCCurrent
5/9/2023 – Chesterfield, MO
VOYA Investment Management Co. LLC
5/31/2022 – 3/6/2023Bayside, NY
Fidelity Personal AND Workplace Advisors
12/3/2021 – 1/20/2022New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LEGG Mason Investor Services LLC
    Jul 2014 – Oct 2020Stamford, CT
  2. LEGG Mason & Co
    Jul 2014 – Oct 2020Stamford, CT
  3. Fidelity Investments
    Dec 2020 – Jan 2022New York, NY
  4. Voya Investment Distributor, LLC
    Apr 2022 – Apr 2023Windsor, CT
  5. Voya Investment Management
    Apr 2022 – Apr 2023Bayside, NY
  6. Voya Investment Management CO. LLC
    Apr 2022 – Apr 2023New York, NY
  7. Federated Hermes, Inc.
    May 2023 – no end date reportedPittsburgh, PA
  8. Federated Securities Corp.
    May 2023 – no end date reportedPittsburgh, PA
  9. Federated Investment Counseling
    May 2023 – no end date reportedPittsburgh, PA
  10. MDT Advisers, A Division of Federated MDTA LLC
    May 2023 – no end date reportedBoston, MA
  11. Federated Global Investment Management Corp.
    May 2023 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Federated Securities Corp.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Chesterfield, MO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Michael Halberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Timothy Michael Halberg (Federated Securities)