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Timothy Moore Creech

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Charlotte, NCCRD #1046706Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
18 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
CaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisMarylandMississippiNebraskaNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/23/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/25/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/15/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
11/29/2023Charlotte, NC
LPL FINANCIAL LLC
1/22/20247/13/2026Fort Mill, SC
LPL FINANCIAL LLC
11/29/201711/28/2023Fort Mill, SC
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
3/27/200312/5/2017Charlotte, NC
WASHINGTON SQUARE SECURITIES, INC.
12/31/20013/18/2003Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Moore Creech has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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