Timothy Neil Tremblay
Investment Adviser Representative at Centaurus Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy Neil Tremblay is an investment adviser representative with Centaurus Financial, Inc. in Santa Barbara, CA, where they have been registered since 2003. They have worked in the securities industry since 1983 and were previously registered with Washington Square Securities, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, New Mexico, and Pennsylvania.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, New Mexico, Pennsylvania
- Broker:
17 states and territories
Arizona, California, District of Columbia, Florida, Illinois, Kansas, Kentucky, Michigan, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Tremblay Waibel Financial ServicesJun 1997 – no end date reportedSanta Barbara, CA
- Centaurus Financial, Inc.May 2003 – no end date reportedOrange, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Centaurus Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth Management, Retirement Plans, Insurance Plans, and Alternative Investments
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 426
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Anaheim, CA
- SEC file number:
- 801-56882
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at Centaurus Financial, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Neil Tremblay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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