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Timothy Peter Higgins

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Westborough, MACRD #3262957Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
18 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaMaineMarylandMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaRhode IslandSouth CarolinaTexasVermont
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/17/1999
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/1999
Series 53
Municipal Securities Principal Examination
Passed 6/4/2019
Series 4
Registered Options Principal Examination
Passed 4/23/2019
Series 24
General Securities Principal Examination
Passed 12/20/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
12/22/2010Westborough, MA
AMERIPRISE FINANCIAL SERVICES, INC.
7/30/199912/20/2010Marlboro, MA
IDS LIFE INSURANCE COMPANY
7/30/19997/3/2006Minneapolis, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Peter Higgins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Timothy Peter Higgins - Financial Advisor in Westborough, MA | AdvisorFinder