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Todd Alan Sixt

Investment Adviser Representative at STRAIT & SOUND

San Francisco, CACRD #2829082Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 12/13/1996
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/14/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/27/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2015
Series 7
General Securities Representative Examination
Passed 11/6/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/29/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $300,0001.50%
$300,000 - $600,0001.30%
$600,000 - $1,200,0001.10%
$1,200,000 - $2,400,0001.00%
$2,400,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

STRAIT & SOUND Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROTECTED INVESTORS OF AMERICA
8/24/201510/1/2015SAN FRANCISCO, CA
TD AMERITRADE, INC.
3/30/201010/14/2013SAN MATEO, CA
FIDELITY BROKERAGE SERVICES LLC
3/12/199811/12/2007SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC.
11/9/20093/29/2010LOS GATOS, CA
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
1/1/19973/11/1998SMITHFIELD, RI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd Alan Sixt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Todd Alan Sixt - Financial Advisor in San Francisco, CA | AdvisorFinder