S&
STRAIT & SOUND
SEC Registered, https://straitandsound.com(425) 577-7710
Assets Under Management
$100M–$500M
Employees
10
Office Locations
7 offices
Total Accounts
698
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit Sharing
Services
investment_managementinsurancecharitable_givingrisk_management
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 213 | $192M |
| High Net Worth Individuals | 30 | $142M |
0 total clients reported on Form ADV.
Leadership
Daniel Allen Barnes
CHIEF INVESTMENT OFFICER
Daniel Allen Barnes
PRESIDENT
Todd Alan Sixt
MEMBER
Melanie Minh Lee
MEMBER
Todd Alan Sixt
CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER
Office locations
7 offices in 2 states
HQ
WA
BELLEVUE
CA
BURLINGAME
Advisors at this firm
5 advisors in the directory
Cory Brett Baer
Investment Adviser Representative
Daniel Allen Barnes
Investment Adviser Representative
Li Ping Guay
Investment Adviser Representative
Todd Alan Sixt
Investment Adviser Representative
Daniel Wu
Investment Adviser Representative
Regulatory & compliance
CRD number
#309306
SEC Number
801-118892
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly
Minimum: $500,000 (waivable)
| Asset tier | Annual rate |
|---|---|
| $0 - $300,000 | 1.50% |
| $300,000 - $600,000 | 1.30% |
| $600,000 - $1,200,000 | 1.10% |
| $1,200,000 - $2,400,000 | 1.00% |
| $2,400,000 - $5,000,000 | 0.90% |
| $5,000,000 - $10,000,000 | 0.80% |
| Over $10,000,000 | — |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
straitandsound.comPhone
(425) 577-7710Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STRAIT & SOUND has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.