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Todd William Walker

Investment Adviser Representative at CENTAURUS FINANCIAL, INC.

Centennial, COCRD #2503388Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
29 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIndianaIowaMichiganMinnesotaMississippiNebraskaNevadaNew JerseyNew MexicoNorth CarolinaOregonPennsylvaniaSouth CarolinaSouth DakotaTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/2/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 11/28/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/23/1994
Series 7
General Securities Representative Examination
Passed 11/25/1994
Series 24
General Securities Principal Examination
Passed 3/16/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Centaurus Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CENTAURUS FINANCIAL, INC.Current
1/9/2012Centennial, CO
ARAPAHO ASSET MANAGEMENT LLC
1/12/20071/11/2012Frisco, CO
LEONARD AND COMPANY
7/22/20041/12/2005Troy, MI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd William Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Todd William Walker - Financial Advisor in Centennial, CO | AdvisorFinder